About Us - Insights

AML Warnings issued in FCA Dear CEO Letter

The Financial Conduct Authority (FCA) issued a Dear CEO letter to Annex 1 firms on 5th March 2024. This letter highlights common control failings identified in anti-money laundering (AML) frameworks within these firms.

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Editorial

AML Warnings issued in FCA Dear CEO Letter

The Financial Conduct Authority (FCA) issued a Dear CEO letter to Annex 1 firms on 5th March 2024. This letter highlights common control failings identified in anti-money laundering (AML) frameworks within these firms.

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Editorial

Innovation in Capital Markets: Insights from TradingTech Summit London

Michael Robertson, Head of Consulting, Karan Kapoor, Head of Regulatory and Risk Consulting and Niamh Kingsley, Head of Product Innovation & Artificial Intelligence attend A-Team Group’s TradingTech Summit London.

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Editorial

Innovation in Capital Markets: Insights from TradingTech Summit London

Michael Robertson, Head of Consulting, Karan Kapoor, Head of Regulatory and Risk Consulting and Niamh Kingsley, Head of Product Innovation & Artificial Intelligence attend A-Team Group’s TradingTech Summit London.

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In The Press

A-Team Insight: Preparing for the T+1 SEC Settlement

With less than three months to go before the North American securities markets transition from T+2 settlement to T+1, firms have faced numerous operational challenges in adapting to the shortened settlement cycle, and have been making comprehensive preparations to modify their existing processes to comply.

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In The Press

A-Team Insight: Preparing for the T+1 SEC Settlement

With less than three months to go before the North American securities markets transition from T+2 settlement to T+1, firms have faced numerous operational challenges in adapting to the shortened settlement cycle, and have been making comprehensive preparations to modify their existing processes to comply.

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DC Reinventing Hub

Reinventing support in the workplace: International Women's Day

As we approach International Women's Day, it's essential to reflect on the journey of women around the world with IWD 2024’s theme of 'Inspire Inclusion'. It is also the fifth SDG (Sustainable Development Goal) which focuses on achieving gender equality and women empowerment by 2030.

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DC Reinventing Hub

Reinventing support in the workplace: International Women's Day

As we approach International Women's Day, it's essential to reflect on the journey of women around the world with IWD 2024’s theme of 'Inspire Inclusion'. It is also the fifth SDG (Sustainable Development Goal) which focuses on achieving gender equality and women empowerment by 2030.

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Editorial

Insights from teissLondon2024: Navigating the Cybersecurity Landscape with Delta Capita

On 22nd February Michael Levens, head of Delta Capita's Data, Technology, Automation, and Testing (DTAT) solutions practice attended teissLondon2024, The European Information Security Summit.

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Editorial

Insights from teissLondon2024: Navigating the Cybersecurity Landscape with Delta Capita

On 22nd February Michael Levens, head of Delta Capita's Data, Technology, Automation, and Testing (DTAT) solutions practice attended teissLondon2024, The European Information Security Summit.

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Editorial

Operational Excellence with Client Due Diligence Function

While utilising technological advancements to enhance the Client Lifecycle Management (CLM) journey, organisations can simultaneously focus on Operational Excellence to enhance the holistic management of the Client Due Diligence, and related functions.

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Editorial

Operational Excellence with Client Due Diligence Function

While utilising technological advancements to enhance the Client Lifecycle Management (CLM) journey, organisations can simultaneously focus on Operational Excellence to enhance the holistic management of the Client Due Diligence, and related functions.

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DC Reinventing Hub

Investing in the Future: How Delta Capita Supports World Day of Social Justice with REACH! Siem Reap

Today, on World Day of Social Justice, we at Delta Capita reaffirm our commitment to building a more equitable and just world. This goes beyond financial services and extends to the communities we serve, both locally and globally. We believe that true progress comes from empowering individuals and fostering opportunities for positive change.

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DC Reinventing Hub

Investing in the Future: How Delta Capita Supports World Day of Social Justice with REACH! Siem Reap

Today, on World Day of Social Justice, we at Delta Capita reaffirm our commitment to building a more equitable and just world. This goes beyond financial services and extends to the communities we serve, both locally and globally. We believe that true progress comes from empowering individuals and fostering opportunities for positive change.

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Editorial

Consumer Duty – Looking at Data Differently to Determine Good Consumer Outcomes

In our last Consumer Duty article, we explored the need for an effective six step approach to Governance, Risk and Compliance (GRC) around the production of Management Information (MI). Appropriate MI in turn supports effective, timely, mitigating activity and is used to properly evidence good outcomes for Consumer Duty (CD).

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Editorial

Consumer Duty – Looking at Data Differently to Determine Good Consumer Outcomes

In our last Consumer Duty article, we explored the need for an effective six step approach to Governance, Risk and Compliance (GRC) around the production of Management Information (MI). Appropriate MI in turn supports effective, timely, mitigating activity and is used to properly evidence good outcomes for Consumer Duty (CD).

Learn more

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Editorial

Navigating Regulatory Frontiers: Insights from JWG’s 8th Annual RegTech Conference

On 7th February Michael Robertson, UK Head of Consulting and Niamh Kingsley, Head of Product Innovation & AI attended JWG’s 8th Annual RegTech Conference.

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Editorial

Navigating Regulatory Frontiers: Insights from JWG’s 8th Annual RegTech Conference

On 7th February Michael Robertson, UK Head of Consulting and Niamh Kingsley, Head of Product Innovation & AI attended JWG’s 8th Annual RegTech Conference.

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Editorial

Optimising KYC Client Outreach for Compliance and Client Satisfaction

Further to the article we shared on “Enhancing client experience through digital outreach”, in this article we dive even deeper into which questions to ask clients, and when… supporting financial institutions to navigate this complex space.

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Editorial

Optimising KYC Client Outreach for Compliance and Client Satisfaction

Further to the article we shared on “Enhancing client experience through digital outreach”, in this article we dive even deeper into which questions to ask clients, and when… supporting financial institutions to navigate this complex space.

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In The Press

Niamh Kingsley shares her insights with The Fintech Times following UK Government £100Million Commitment To AI Advancement

As the industry reacts to the UK government’s announcement to set aside over £100 million for researching and developing Artificial Intelligence (AI) technology to support regulation in the space, Niamh Kingsley, Head of Product Innovation and AI shares her insights with The Fintech Times.

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In The Press

Niamh Kingsley shares her insights with The Fintech Times following UK Government £100Million Commitment To AI Advancement

As the industry reacts to the UK government’s announcement to set aside over £100 million for researching and developing Artificial Intelligence (AI) technology to support regulation in the space, Niamh Kingsley, Head of Product Innovation and AI shares her insights with The Fintech Times.

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Editorial

Driving Consumer Duty: Data Quality Mistakes and What We Can Learn

The introduction of Consumer Duty marks a shift in the responsibilities of financial services firms. Moving forward, firms must now evidence that they deliver ‘good’ outcomes to their customers and have them at the forefront of future decision making. However, decisions are driven by data and for firms to evidence – and more crucially - deliver these high-quality outcomes, they require high quality data.

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Editorial

Driving Consumer Duty: Data Quality Mistakes and What We Can Learn

The introduction of Consumer Duty marks a shift in the responsibilities of financial services firms. Moving forward, firms must now evidence that they deliver ‘good’ outcomes to their customers and have them at the forefront of future decision making. However, decisions are driven by data and for firms to evidence – and more crucially - deliver these high-quality outcomes, they require high quality data.

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Editorial & Thought leadership

Delta Capita Secures Multi-Year Agreement to Deliver Post-Trade OTC Derivative Services for HSBC

Navigating Client Lifecycle Management: 2024 Takeaways and 2025 Emerging Trends

Delta Capita strengthens its Consulting capabilities with acquisition of CLM advisory firm, Aurora

Embracing SS1/23: How AI and Machine Learning are Shaping MRM ​

Podcasts & Videos

DC Tech Talks: Episode 5 - Exploring AI and its use in Financial Services

DC Tech Talks: Episode 5 - Exploring AI and its use in Financial Services

Delta Capita x Citi - Introducing QMA

Delta Capita x Citi - Introducing QMA

In the press

Delta Capita to provide post-trade OTC derivatives services for HSBC

Delta Capita to provide post-trade OTC derivatives services for HSBC

The Fintech Times: The UK's AI Action Plan is Bold, But is it Bold Enough?

The Fintech Times: The UK's AI Action Plan is Bold, But is it Bold Enough?

Reinsurance News: Delta Capita appoints Bhavesh Mulji as Head of Insurance for the UK

Reinsurance News: Delta Capita appoints Bhavesh Mulji as Head of Insurance for the UK

Webinars & Events

From Risk to Impact: Embracing Sustainability in UK Financial Services

From Risk to Impact: Embracing Sustainability in UK Financial Services

Bringing Consumer Duty to life: An industry perspective

Bringing Consumer Duty to life: An industry perspective

Culture Hub

Men’s Health & International Men’s Day

Breast Cancer Awareness: Prioritising Health and Wellbeing

Understanding Prostate Cancer: Awareness, Prevention, and Treatment

All content

AML Warnings issued in FCA Dear CEO Letter

AML Warnings issued in FCA Dear CEO Letter

Innovation in Capital Markets: Insights from TradingTech Summit London

Innovation in Capital Markets: Insights from TradingTech Summit London

A-Team Insight: Preparing for the T+1 SEC Settlement

A-Team Insight: Preparing for the T+1 SEC Settlement

Reinventing support in the workplace: International Women's Day

Reinventing support in the workplace: International Women's Day

Insights from teissLondon2024: Navigating the Cybersecurity Landscape with Delta Capita

Insights from teissLondon2024: Navigating the Cybersecurity Landscape with Delta Capita

Operational Excellence with Client Due Diligence Function

Operational Excellence with Client Due Diligence Function

Investing in the Future: How Delta Capita Supports World Day of Social Justice with REACH! Siem Reap

Investing in the Future: How Delta Capita Supports World Day of Social Justice with REACH! Siem Reap

Consumer Duty – Looking at Data Differently to Determine Good Consumer Outcomes

Consumer Duty – Looking at Data Differently to Determine Good Consumer Outcomes

Navigating Regulatory Frontiers: Insights from JWG’s 8th Annual RegTech Conference

Navigating Regulatory Frontiers: Insights from JWG’s 8th Annual RegTech Conference

Optimising KYC Client Outreach for Compliance and Client Satisfaction

Optimising KYC Client Outreach for Compliance and Client Satisfaction

Niamh Kingsley shares her insights with The Fintech Times following UK Government £100Million Commitment To AI Advancement

Niamh Kingsley shares her insights with The Fintech Times following UK Government £100Million Commitment To AI Advancement

Driving Consumer Duty: Data Quality Mistakes and What We Can Learn

Driving Consumer Duty: Data Quality Mistakes and What We Can Learn

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Navigating Client Lifecycle Management: 2024 Takeaways and 2025 Emerging Trends 

Embracing SS1/23: How AI and Machine Learning are Shaping MRM